Program Details
This program provides foundational knowledge of the global regulatory architecture governing financial risks, model governance, AI oversight, conduct risk, and sustainability requirements.
It helps participants understand how supervisory expectations translate into risk policies, governance frameworks, capital requirements, and organisational controls.
Curriculum: A Bird’s-Eye View
Basel III/IV: credit, market, operational, and liquidity capital
FRTB overview: trading book reform, capital changes
Model Risk Regulation: supervisory expectations for AI/ML models
Conduct & Operational Regulation: consumer protection, data governance, algorithmic accountability
Climate Regulation: TCFD, ISSB, supervisory climate expectations
Risk Governance: three lines of defence, board oversight, reporting
Who Should Attend?
04
Students preparing for careers in financial regulation
01
Risk governance & compliance teams
02
Internal auditors and policy professionals
03
Risk analysts requiring regulatory context for enterprise risk frameworks.
What Distinguishes Certificate in Regulation & Governance of Riskinfo.AI
Converts complex regulatory rules into practical concepts
Provides clear summaries, diagrams, and governance templates
Laser-focused on how regulation shapes day-to-day risk operations
Ideal foundation for advanced regulatory and compliance certifications
Career Opportunities
Internal Auditor (Risk & Controls)
Supervisory/Regulatory Assistant roles
Regulatory Risk Analyst
Compliance Associate
Governance & Policy Specialist
Eligibility
Students seeking foundational understanding of financial regulation and supervision.
Professionals transitioning into compliance, audit, or governance functions.
Risk analysts requiring regulatory context for enterprise risk frameworks.
Policy and oversight professionals supporting regulated financial institutions.